Failed Trade Management
Settlement fails queue, aging, buy-in deadlines and root-cause tagging
Open Fails
4
Buy-In Overdue
1
Urgent (≤2 days)
1
Avg. Fail Age
4.3d
About This Agent
Data on This Page
Four open settlement fails (TC-88330 BABA ADR vs. DTC, TC-88301 Corp Bond — Siemens vs. Clearstream, TC-87990 HSBA Equity vs. Euroclear, TC-88055 US Treasury 10Y vs. Fedwire) each showing days open, buy-in deadline and a tagged root cause. Stat tiles show 4 open fails, buy-in overdue count, urgent (≤2 days) count, and a 4.3-day average fail age.
What This Agent Does
Manages the settlement fails queue: ages every open fail, tracks its buy-in deadline, tags a root cause, and escalates anything past its buy-in date as overdue — with a one-click "Resolve" once the underlying settlement completes.
Worked Examples
- TC-87990 HSBA Equity vs. Euroclear: 8 days open, buy-in already Overdue, root cause "Registration delay at issuer" — the most urgent case in the queue.
- TC-88330 BABA ADR vs. DTC: 5 days open, buy-in due in 2 days, root cause "Counterparty short of stock".
- TC-88055 US Treasury 10Y vs. Fedwire: only 1 day open, root cause "Cash funding shortfall" — links directly to the USD shortfall on the Cash & Multi-Currency agent.
BABA ADR vs DTC
Root cause: Counterparty short of stock
Corp Bond — Siemens vs Clearstream
Root cause: Settlement instruction mismatch
HSBA Equity vs Euroclear
Root cause: Registration delay at issuer
US Treasury 10Y vs Fedwire
Root cause: Cash funding shortfall